Accounting Manager, SOX Advisory Team

Capital One’s Sarbanes-Oxley (SOX) team is a dedicated group of professionals focused on delivering top-quality external reporting risk advisory services.  They leverage a detailed understanding of the full end-to-end risk management and controls process to advise on Sarbanes-Oxley (SOX) and Regulatory Reporting principles, perform independent validation of financial and regulatory reporting data integrity and the associated control environment, and identify opportunities to further strengthen the financial and regulatory reporting environment to meet regulatory expectations.

We are seeking a self-motivated Accounting Manager interested in becoming part of our SOX team. 

 Responsibilities include: 

• Lead one or more lines of business through our robust approach to risk management including scoping, risk assessment, control design, testing, deficiency analysis, reporting and quarterly certifications.

• Liaise between business process performers, risk offices, internal auditors and accountable executives and communicate identified risks or issues and recommended remediation actions to these stakeholders.

• Support technology and business transformation, including assessing potential control changes that may be required to enhance our financial reporting and risk management practices

• Perform analysis, capture and report control performance metrics and assist in preparing quarterly stakeholder reporting

• Interpret and communicate program and control information to senior leadership, including identified risks or issues and recommended remediation 

• Develop a high level of knowledge around reporting compliance, risk management, and evolving industry changes and understand the broader context of implication of reporting risks affecting the company

• May lead or perform substantive testing procedures, including, but not limited to, identifying and defining issues, reviewing and analyzing transactional evidence, documenting target area processes and procedures, and recommending remediation

Basic Qualifications:

• Bachelor's Degree or military experience

• At least 5 years of experience in Accounting, Internal Controls, Audit, or a combination 

Preferred Qualifications:

• At least 7 years of experience in Accounting, Internal Controls, Audit, or a combination 

• Experience in Public Accounting, Financial Services, or a combination

• Certified Public Accountant (CPA), or Certified Internal Auditor (CIA), or Certified Information Systems Auditor (CISA) or a combination

At this time, Capital One will not sponsor a new applicant for employment authorization for this position.

Accounting Manager, SOX Advisory Team